RECORD OF PROCEEDINGS
PHYSICAL DISABILITY BOARD OF REVIEW
NAME: XXXXXXXXXXXXXXXX BRANCH OF SERVICE: ARMY
CASE NUMBER: PD1200517 SEPARATION DATE: 20040318
BOARD DATE: 20130312
SUMMARY OF CASE: Data extracted from the available evidence of record reflects that this
covered individual (CI) was an active duty SPC/E-4 (31U/Signal Support Systems Specialist),
medically separated for left upper extremity (LUE) lymphedema status post (s/p) modified
radical mastectomy with reconstruction after being diagnosed with Stage 3 breast carcinoma.
The CI was cancer free at the time of separation. The CI began having left breast symptoms in
October 2000. Biopsies revealed multifocal ductal carcinoma. In March 2001 she had a left
modified radical mastectomy and trans rectus abdominal myocutaneous (TRAM) flap
reconstruction. In April 2002, the CI elected to have a right prophylactic simple mastectomy
with reconstruction with a latissimus dorsi flap. Chronic LUE and chest edema developed and
continued despite extensive therapy. The CI was unable to meet the physical requirements of
her Military Occupational Specialty (MOS) or satisfy physical fitness standards. She was issued
a permanent P2U3L3 profile and referred for a Medical Evaluation Board (MEB). Chronic
abdominal and low back pain (LBP), bilateral upper extremity weakness and asthma conditions,
identified in the rating chart below, were also identified and forwarded by the MEB. The
Physical Evaluation Board (PEB) adjudicated the LUE lymphedema as unfitting, rated 20%, with
application of the Veterans Affairs Schedule for Rating Disabilities (VASRD). The remaining
conditions were determined to be not unfitting. The CI made no appeals, and was medically
separated with a 20% disability rating.
CI CONTENTION: PEB rated me at 20% for 3 conditions combined. Veterans affairs rated me
separately for each condition that was combined by PEB. Also Veterans affairs rated me 100%
total and permanent disability. During MEB proceedings MEB DX 3-5 were found not unfitting
and were unrated; however, they were secondary to MEB DX 1&2. Harvesting during the
radical mastectomy caused Dx 3 and diagnosis 2&4 are linked because they are both related to
left upper extremity and lymphedema.
SCOPE OF REVIEW: The Board wishes to clarify that the scope of its review as defined in DoDI
6040.44, Enclosure 3, paragraph 5.e. (2) is limited to those conditions which were determined
by the PEB to be specifically unfitting for continued military service; or, when requested by the
CI, those condition(s) identified but not determined to be unfitting by the PEB. The ratings
for unfitting conditions will be reviewed in all cases. The conditions abdominal and LBP,
bilateral upper extremity weakness and asthma, as requested for consideration meet the
criteria prescribed in DoDI 6040.44 for Board purview; and, are addressed below, in addition to
a review of the ratings for the unfitting condition (LUE lymphedema s/p radical mastectomy
with reconstruction after being diagnosed with Stage 3 breast carcinoma). Any conditions or
contention not requested in this application, or otherwise outside the Boards defined scope of
review, remain eligible for future consideration by the Army Board for Correction of Military
Records.
RATING COMPARISON:
Service IPEB Dated 20031212
VA (2 Mos. Pre-Separation) All Effective Date 20040319
Condition
Code
Rating
Condition
Code
Rating
Exam
Left upper extremity
lymphedema s/p radical
mastectomy
w/reconstruction after
stage 3 breast cancer dx
7627-7199-
7121
20%
Residuals of carcinoma of left
breast w/Lymphedema LUE
7627-
7121
60%*
20040115
Left Radical Mastectomy
7626
50%
20040115
Asthma
Not Unfitting
Asthma
6602
30%
20040115
Abdominal and low back
pain
Not Unfitting
Low Back Pain
NSC
20040115
Bilateral upper extremity
weakness
Not Unfitting
NO Separate VA Entry
(see codes 7627-7121 above, and 5024-5203 below)
.No Additional MEB/PEB Entries.
Left Shoulder Tendinitis
5024-
5203
10%
20040115
Right modified radical mastectomy
7626
40%
20040115
Total Hysterectomy
7618
30%
20040115
0% X 2 / Not Service-Connected x 2
20040115
Combined: 20%
Combined: 100%
*Rating for residuals of carcinoma of left breast w/lymphedema was increased from 20% to 60% on 20040910 VARD based on
additional evidence effective DOS (combined 100% effective 19 March 2004.
ANALYSIS SUMMARY:
Left upper extremity lymphedema condition. The narrative summary (NARSUM) stated that the
CI had a left modified radical mastectomy for breast cancer with a TRAM flap reconstruction in
March 2001 followed by chemotherapy and radiation, approximately 3 years prior to
separation. In April 2002 she had a prophylactic right simple mastectomy with immediate
reconstruction using a latissimus dorsi flap. The CI had the onset of left arm swelling in June
2002 after completion of external beam radiation. She was referred to a lymphedema specialty
clinic where the left arm was found to be 24% larger than the right arm secondary to edema.
With outpatient compressive care this decreased to 12%, with noted clinical reduction in left
arm edema. However, by time of the NARSUM examination, the lymph edema had returned
(17%); felt by the clinic to be secondary to CI difficulty with recently initiated home care. On
multiple evaluations in the 3 months prior to the NARSUM, the arm was described as firm
without fibrosis, having normal skin without lesions, redness, or persistent pitting. At the MEB
exam 23 April 2003, approximately 11 months prior to separation, the CI reported that her left
hand swelled with any activity. She reported left chest pain and spasms; chronic back and
abdominal pain; weakness of both upper extremities; that she was unable to wear her uniform
due to her arm compression device. The MEB physical exam noted that the CI wore a
compression device on the left arm. There was a scar and edema of the left chest with 3+
(range 1-4) lymphedema in the LUE. Range-of-motion (ROM) of the left shoulder was limited
with abduction of 175 degrees (normal 180 degrees); internal rotation 70 degrees (normal 90
degrees); strength was decreased throughout at 4+/5. Grip strength was noted to be 50% of
normal. The MEB neurological exam was normal. Skin was normal except for scars of the
chest, back and left and right lower abdomen. The examiner stated that the CI had chronic
significant LUE edema and almost no functional use of the LUE. An addendum to the NARSUM
stated that following treatment for breast cancer, the CI had no evidence of disease. At the VA
Compensation & Pension (C&P) exam 15 January 2004, approximately 2 months prior to
separation, the CI reported being cancer free; taking medication for asthma; and occasional
LBP. The exam noted +3 brawny edema of the entire left arm to the top of the fingers. Left
shoulder ROM was extension 105 degrees (normal 180 degrees) and abduction 80 degrees
(normal 180 degrees). The impression was the left arm decreased ROM caused the CI a
moderate amount of physical impairment. All scars were noted to be well-healed and non-
tender. The skin was otherwise not mentioned.
The Board directs attention to its rating recommendation based on the above evidence. The
PEB rated the left upper extremity and chest edema as 7627-7199-7121 (analogous to post-
phlebitic syndrome following breast cancer treatment) at 20%. The VA rated left radical
mastectomy 7626 at 50% and left lymphedema of the arm and chest also as 7627-7121 at 20%.
The Board deliberated whether the CIs lymphedema condition met the 20% or 40% rating
criteria of 7121. The Board adjudged that the preponderance of the evidence in the record
supported that the CI had moderate lymphedema, which improved significantly when attentive
to treatment compliance, and was without skin changes or ulceration which most nearly met
the 20% rating. After due deliberation, considering all of the evidence and mindful of VASRD
§4.3 (Resolution of reasonable doubt), the Board concluded that there was insufficient cause to
recommend a change in the PEB adjudication for the LUE lymphedema condition.
Contended PEB Conditions. The contended conditions adjudicated as not unfitting by the PEB
were abdominal and LBP, bilateral upper extremity weakness, and asthma. The Boards first
charge with respect to these conditions is an assessment of the appropriateness of the PEBs
fitness adjudications. The Boards threshold for countering fitness determinations is higher
than the VASRD §4.3 (Resolution of reasonable doubt) standard used for its rating
recommendations, but remains adherent to the DoDI 6040.44 fair and equitable standard. 1)
Chronic abdominal and LBP condition: the CIs abdominal and LBP condition (s/p TRAM flap
harvesting) was protectively profiled consistent with standard post-operative care for the
procedures performed to protect the flap during healing. This is a reasonably anticipated
accompaniment of the CIs bilateral breast reconstruction procedures, usually with a favorable
outcome in response to physical therapy and flap donor site rehabilitation, which the CI had not
yet pursued. At the C&P exam approximately 2 months prior to separation, the abdominal pain
was not reported and no back or abdominal impairment noted in the exam. 2) Bilateral upper
extremity weakness: bilateral upper extremity weakness was profiled. The commanders
statement mentioned limitations due to lymphedema of the left arm and chest and stated that
this has been determined to be a permanent condition. The LUE disability rating was
previously addressed. The VA rated left shoulder tendinitis in addition to lymphedema, but PT
notes in service treatment records (STRs) state that rotator cuff tendinitis is a common
disablement of uncontrolled edema in this region. A physical therapy note of 12 May 2003
stated functional use of the arm decreased due to fatigue, fluid and ache. The Board opined
that any disability of the LUE was subsumed under the rating for lower extremity (LE) and a
separate rating was not possible IAW VASRD §4.41 (Avoidance of pyramiding). The Board
deliberated the condition of the right upper extremity (RUE) at the time of separation. STRs
support that the CI had some disability of the RUE following the simple mastectomy. A note in
the record addressed bilateral upper extremity (UE) swelling issues (post right mastectomy,
about 13 months prior to separation) but indicated full ROM. The significantly decreased RUE
ROM noted in the MEB NARSUM exam was from a PT exam about 9 months prior to separation.
Around this period the CI had an episode of bone pain in bilateral arms and legs, which she
rated 3 out of 10. Three days after the PT measurements, an oncology exam noted only left UE
edema, nothing about the RUE, and no motor or sensory deficits. The assessment was that the
pain was not related to her cancer. There are no other records relating to the RUE after that
date, except for the C&P exam, 2 months prior to separation, at which the RUE was not noted
to be a problem or addressed in the exam. Also, the latissimus dorsi flap procedure for
reconstruction of the right breast was reasonably anticipated to cause some muscle tightness
affecting the right arm until such time as physical rehabilitation could be undertaken. There
was no evidence in the record of an additional diagnosis contributing to the reported RUE
weakness. 3) Asthma: asthma was forwarded as medically acceptable by the MEB. The
NARSUM exam noted asthma as currently asymptomatic, and asthma was not mentioned by
the commander. At The C&P, 2 months prior to separation, the lung exam was normal and the
examiners opinion was that the CIs asthma, seems to be well controlled on medications. It
does not give her any physical impairment.
Although the contended conditions of abdominal and LBP, bilateral upper extremity weakness,
and asthma were listed on the permanent profile, none of them were implicated in the
commanders statement. All were reviewed and considered by the Board. After due
deliberation in consideration of the preponderance of the evidence, the Board concluded that
there was insufficient cause to recommend a change in the PEB fitness determination for any of
the contended conditions; and, therefore, no additional disability ratings are recommended.
BOARD FINDINGS: IAW DoDI 6040.44, provisions of DoD or Military Department regulations or
guidelines relied upon by the PEB will not be considered by the Board to the extent they were
inconsistent with the VASRD in effect at the time of the adjudication. In the matter of the LUE
lymphedema condition, the Board unanimously recommends no change in the PEB
adjudication. In the matter of the contended chronic abdominal and LBP, bilateral upper
extremity weakness, and asthma conditions, the Board unanimously recommends no change
from the PEB determinations as not unfitting. There were no other conditions within the
Boards scope of review for consideration.
RECOMMENDATION: The Board, therefore, recommends that there be no recharacterization of
the CIs disability and separation determination, as follows:
UNFITTING CONDITION
VASRD CODE
RATING
Left upper extremity lymphedema s/p radical mastectomy
w/reconstruction after stage 3 breast cancer diagnosis
7627-7199-
7121
20%
Chronic Abdominal and Low Back Pain
Not unfitting
Bilateral Upper Extremity Weakness
Not unfitting
Asthma
Not unfitting
RATING
20%
The following documentary evidence was considered:
Exhibit A. DD Form 294, dated 20120602, w/atchs
Exhibit B. Service Treatment Record
Exhibit C. Department of Veterans Affairs Treatment Record
XXXXXXXXXXXXXXXXXXXXXXX, DAF
Acting Director
Physical Disability Board of Review
SFMR-RB
MEMORANDUM FOR Commander, US Army Physical Disability Agency
(TAPD-ZB / XXXXXXXXXXXXXXX), 2900 Crystal Drive, Suite 300, Arlington, VA 22202-3557
SUBJECT: Department of Defense Physical Disability Board of Review Recommendation for
XXXXXXXXXXXXXXXXXXXXXX, AR20130005510 (PD201200517)
I have reviewed the enclosed Department of Defense Physical Disability Board of Review (DoD
PDBR) recommendation and record of proceedings pertaining to the subject individual. Under
the authority of Title 10, United States Code, section 1554a, I accept the Boards
recommendation and hereby deny the individuals application.
This decision is final. The individual concerned, counsel (if any), and any Members of Congress
who have shown interest in this application have been notified of this decision by mail.
BY ORDER OF THE SECRETARY OF THE ARMY:
Encl XXXXXXXXXXXXXXXXXX
Deputy Assistant Secretary
(Army Review Boards)
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